CNO

#1331
CNO Financial Group, Inc. Common Stock
54.8 2 USD
-0.01%
Market Price
Sektor: Finanzen
Basis: USD
Gewinnwährung: USD
Tagesspanne
54.66
54.87
Jahresspanne
38.22
57.30
Tagesänderung
-0.98%
Monatliche Änderung
-1.39%
6 month change
+30.34%
Jahresänderung
+40.64%
Vorheriger Schlusskurs
55.3 6
Open
54.7 1
Tief
54.6 6
Hoch
54.8 7
Volumen
369
Vollständige Grafik anzeigen

Financials

Übersicht Finanzbericht Statistik Dividenden Documents

2026

Current report, Q3 FY2026
CNO Financial Group, Inc. current report, Q3 FY2026
8-K
Institutional holdings, Q2 FY2026
CNO Financial Group, Inc. institutional holdings, Q2 FY2026
13F-HR
Quarterly report, Q2 FY2026
CNO Financial Group, Inc. quarterly report, Q2 FY2026
10-Q
INFORMATION TABLE, Q2 FY2026
CNO Financial Group, Inc. INFORMATION TABLE, Q2 FY2026
INFORMATION TABLE
Current report, Q2 FY2026
CNO Financial Group, Inc. current report, Q2 FY2026
8-K
Current report, Q2 FY2026
CNO Financial Group, Inc. current report, Q2 FY2026
8-K
Institutional holdings, Q1 FY2026
CNO Financial Group, Inc. institutional holdings, Q1 FY2026
13F-HR
Quarterly report, Q1 FY2026
CNO Financial Group, Inc. quarterly report, Q1 FY2026
10-Q
INFORMATION TABLE, Q1 FY2026
CNO Financial Group, Inc. INFORMATION TABLE, Q1 FY2026
INFORMATION TABLE
Current report, Q1 FY2026
CNO Financial Group, Inc. current report, Q1 FY2026
8-K

CNO Financial Group, Inc. current report, 04 April 2012

Full document

Business Context and Reporting Period

CNO Financial Group, Inc. filed this Form 8-K on April 4, 2012, to disclose a regulatory settlement involving its subsidiaries, Bankers Life and Casualty Company and BLC Financial Services, Inc. The filing addresses allegations by the State of Maine and three other state securities regulators regarding unlicensed broker-dealer and investment advisor activities between 2005 and 2011.

Key Financial Metrics

The filing does not provide comprehensive financial statements, revenue, profit, cash flow, or debt metrics. The primary financial impact disclosed is a specific settlement cost:

  • Settlement Payment: $9.9 million to be paid among states where dual agents were located.
  • Additional Costs: Payment of investigation costs and past licensing/registration fees.
  • Expected Charge: Approximately $10 million pre-tax charge to be recorded in the first quarter of 2012.

Material Changes

There are no reported changes to revenue or operating margins in this filing. The material change is the resolution of a legacy regulatory issue and the associated one-time financial charge. Operationally, the company will eliminate BLC Financial Services, Inc., and continue its arrangement where registered representatives of unaffiliated broker-dealers handle securities transactions.

Outlook, Risks, and Management Commentary

Management views the settlement as a means to resolve a legacy issue, providing clarity on the roles of agents versus financial advisors. The consent order acknowledges that the conduct resulted in no known direct consumer harm and that licensed representatives of other broker-dealers participated in all securities transactions. The primary risk addressed is the regulatory compliance issue, which is now settled.

Investor Verification Checklist

  • Verify the exact timing of the $10 million pre-tax charge in the Q1 2012 earnings release.
  • Confirm the elimination of BLC Financial Services, Inc. and the operational transition of securities transactions.
  • Review the specific states involved in the $9.9 million settlement distribution.
  • Check for any additional investigation costs beyond the $9.9 million settlement figure.