SEC Filing Summary: Capital One Financial Corp (8-K)
Business Context and Reporting Period
This Form 8-K was filed by Capital One Financial Corporation on May 14, 2003. The report serves as a Regulation FD disclosure regarding the submission of executive certifications accompanying the Company's Quarterly Report on Form 10-Q for the three months ended March 31, 2003.
Key Financial Metrics
The filing text does not provide specific financial values for revenue, profit, cash flow, margins, debt, or liquidity. This document solely references the existence of the Form 10-Q filed on the same date, which contains the detailed financial data.
Material Changes
No material changes to financial performance or operations are disclosed in this specific filing. The report focuses exclusively on regulatory compliance actions taken on May 14, 2003.
Management Commentary, Risks, and Unusual Items
The filing details the submission of certifications by CEO Richard D. Fairbank and CFO David R. Lawson pursuant to Section 906 and Section 302 of the Sarbanes-Oxley Act of 2002. These certifications affirm the accuracy of the financial statements in the Form 10-Q. The report includes a standard disclaimer stating that information furnished under Item 9 is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934.
Key Facts for Investor Verification
- Verify the contents of the Form 10-Q filed on May 14, 2003, for actual financial performance data.
- Confirm the attached Exhibits 99.1 and 99.2 contain the required Section 906 certifications from the CEO and CFO.
- Note that this 8-K is a procedural filing for regulatory compliance and does not contain new operational or financial disclosures.