SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Equitable Holdings, Inc.
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: As of September 30, 2023
Context: This filing discloses the equity securities held by Equitable Holdings, Inc. at the end of the third quarter of 2023. As a Form 13F, this document details investment positions rather than the company's own operational financial performance (revenue, profit, etc.).
Key Financial Metrics and Portfolio Composition
The filing lists hundreds of individual holdings. Key metrics derived from the table include:
- Asset Class: The portfolio is heavily concentrated in Equity Securities (Common Stock) and Exchange-Traded Funds (ETFs).
- Top Equity Holdings (by Share Count):
- Apple Inc.: 94,827,398 shares
- Alphabet Inc. (Class A): 26,854,042 shares
- Alphabet Inc. (Class C): 15,929,062 shares
- Amazon.com Inc.: 39,713,941 shares
- Berkshire Hathaway Inc. (Class B): 34,815,616 shares
- Microsoft Corp.: 48,913,464 shares
- Meta Platforms Inc.: 19,097,859 shares
- Nvidia Corp.: 32,669,489 shares
- Tesla Inc.: 25,225,929 shares
- Top ETF Holdings (by Share Count):
- Dimensional ETF Trust US Core Equity 2: 22,944,650 shares
- First Trust Exchange-Traded Fund Rising Dividend Achievers: 43,174,069 shares
- Invesco QQQ Trust: 187,231,902 shares
- iShares Core S&P 500 ETF: 212,983,539 shares (combined classes)
- Vanguard Index Funds S&P 500 ETF: 87,541,077 shares (combined classes)
- Debt/Liquidity: The filing does not provide data on the company's own debt, cash flow, or liquidity. It only lists equity and debt securities held as investments (e.g., Ford Motor Co. Notes, Western Digital Corp. Notes).
Material Changes vs. Prior Period
Not Applicable: This filing is a snapshot of holdings as of September 30, 2023. It does not contain comparative data against the prior quarter (June 30, 2023) within the text provided. Therefore, material changes in position size or new entries cannot be calculated from this document alone.
Guidance, Outlook, and Risks
Not Applicable: Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the reporting company's future operations.
Important Facts for Investor Verification
- Concentration Risk: The portfolio shows significant exposure to the Technology sector, with massive share counts in Apple, Microsoft, Alphabet, Amazon, and Nvidia.
- Passive vs. Active: A substantial portion of the portfolio is held via broad market ETFs (e.g., iShares Core S&P 500, Invesco QQQ, Vanguard S&P 500), indicating a significant passive investment strategy alongside active stock picking.
- Valuation Data: The "Value" column in the source text appears to be missing or formatted as empty in the provided input for most rows; only share counts are clearly legible. Investors should verify current market values using the share counts provided.
- Voting Authority: The filing indicates "Sole" voting authority for the vast majority of listed positions, with "Shared" or "None" appearing in negligible or zero quantities for the sampled data.