Business Context and Reporting Period
This Form 6-K filing by GlaxoSmithKline plc (GSK) was submitted on May 18, 2021. The document serves as a Block Listing Six Monthly Return covering the period from November 1, 2020, to April 30, 2021. The filing details the status of specific employee share schemes and does not contain general operational or financial performance data.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. The document is strictly limited to reporting the movement of securities under specific employee compensation plans.
Material Changes and Scheme Activity
The filing reports the following activity for two active employee share schemes:
- GlaxoSmithKline plc 2017 Deferred Annual Bonus Plan:
- Balance from previous return: 0
- Block increase: 300,000
- Securities issued/allotted: 264,481
- Ending balance unallotted: 35,519
- GlaxoSmithKline plc Share Save Plan 2012:
- Balance from previous return: 1,277,629
- Block increase: 360,000
- Securities issued/allotted: 1,255,163
- Ending balance unallotted: 382,466
Additionally, the following schemes have expired and are no longer included in future returns:
- GlaxoSmithKline plc 2009 Deferred Annual Bonus Plan
- GlaxoSmithKline 2009 Share Option Plan - Ordinary Shares
- GlaxoSmithKline 2009 Share Option Plan - ADS
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. The document is a regulatory compliance report regarding share scheme administration.
Key Facts for Investor Verification
- Verify the total number of shares issued under the 2017 Deferred Annual Bonus Plan (264,481) and the Share Save Plan 2012 (1,255,163) during the six-month period.
- Confirm the remaining unallotted balances of 35,519 and 382,466 shares respectively for the active schemes.
- Note the expiration of the 2009 Deferred Annual Bonus Plan and 2009 Share Option Plans, which will cease to appear in future block listings.