SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended December 31, 2020, and was signed on February 16, 2021, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary.
The report includes holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $714,608,000 (reported as 714,608 in thousands).
- Total Number of Holdings Entries: 760.
- Number of Other Included Managers: 4.
Note: This filing does not contain data on Hilltop Holdings Inc.'s own revenue, profit margins, liquidity, or debt levels. That information is typically found in 10-Q or 10-K filings.
Material Changes
The filing text does not provide comparative data against the prior quarter (September 30, 2020) to determine material changes in holdings value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F-HR filings are statutory reports of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $714.6 million against the company's total assets in their 10-K/10-Q filings to understand the proportion of assets managed versus held.
- Confirm the list of 4 included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.) to ensure all related entities are accounted for in the consolidated view.
- Note that this document lists 760 individual security entries; detailed breakdown of specific stock positions is not included in this summary text.
- Recognize that this filing does not reflect the company's operational financial health (earnings, cash flow) but rather its investment portfolio composition.