SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended March 31, 2019. The filing was signed by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary, on May 15, 2019.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). Key portfolio metrics include:
- Total Portfolio Value: $470,953,000 (reported in thousands).
- Total Number of Holdings: 592 entries.
- Scope: This report includes holdings for Hilltop Holdings Inc. and 4 other included managers.
Material Changes and Included Managers
This filing aggregates data for the following institutional investment managers:
- Hilltop Holdings Inc. (Filing Manager)
- PlainsCapital Corp (File No. 028-15365)
- PlainsCapital Bank (File No. 028-15369)
- Hilltop Securities Holdings LLC (File No. 028-18782)
- HILLTOP SECURITIES INC. (File No. 028-18780)
The filing text does not provide a comparative breakdown of changes versus the prior period (December 31, 2018) or specific transaction details (purchases/sales) within this summary view.
Guidance, Outlook, and Risks
The filing text does not contain management commentary, forward-looking guidance, risk factors, or contingencies. Form 13F reports are strictly regulatory disclosures of long-term equity positions and do not include operational outlooks.
Investor Verification Checklist
- Verify the specific breakdown of the $470.95 million portfolio value among the five included managers.
- Review the detailed Schedule 13F (not included in this summary) to identify individual security positions and voting authority.
- Compare the 592 holdings count against the prior quarter's filing to assess portfolio turnover.
- Note that this filing does not reflect the operating financial results of Hilltop Holdings Inc. itself; refer to 10-Q or 10-K filings for that data.