SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended June 30, 2015. The report was signed on August 14, 2015, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other affiliated managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports investment portfolio holdings rather than the operating financial performance of the reporting entity. Consequently, the filing does not provide data on revenue, profit, cash flow, operating margins, debt, or liquidity for Hilltop Holdings Inc. itself.
Key portfolio metrics reported include:
- Total Portfolio Value: $367,462,000 (reported in thousands).
- Total Number of Holdings: 463 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2015) or detail specific material changes in holdings, such as purchases or sales, within the summary section provided. The document lists the aggregate value and count of holdings for the current quarter only.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of equity holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $367.5 million against the company's most recent 10-Q or 10-K to understand the proportion of assets managed versus total corporate assets.
- Confirm the specific equity positions within the 463 reported holdings to assess concentration risk.
- Review the filings for the included managers (PlainsCapital Corp and PlainsCapital Bank) to understand the full scope of the consolidated reporting group.
- Note that this document does not reflect the operating financial health of Hilltop Holdings Inc.; refer to 10-Q filings for revenue and earnings data.