SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Itau Unibanco Holding S.A., an institutional investment manager based in Sao Paulo, Brazil. The report covers the calendar quarter ended December 31, 2016, and was signed on February 14, 2017, by Matias Granata, an Executive Officer.
The report includes holdings for the primary manager and one other included manager: Itau USA Asset Management Inc. (File Number 028-14678).
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance (revenue, profit, cash flow, or debt). The following metrics relate to the reported portfolio:
- Total Portfolio Value: $825,941,000 (reported in thousands).
- Total Number of Holdings: 439 entries.
- Number of Included Managers: 2 (Itau Unibanco Holding S.A. and Itau USA Asset Management Inc.).
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Itau Unibanco Holding S.A. itself, as this form discloses investment positions, not corporate financial statements.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2016) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This form does not contain management commentary, future guidance, risk factors, or contingencies regarding the issuer's business operations. It is a regulatory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $826 million against the specific holdings listed in the full schedule (not included in this summary text).
- Confirm the inclusion of "Itau USA Asset Management Inc." as a related manager under the same reporting umbrella.
- Note that this filing reflects investment activity, not the operational financial health of Itau Unibanco Holding S.A.
- Check the filing date (February 14, 2017) to ensure it aligns with the standard 45-day reporting window for the quarter ended December 31, 2016.