Business Context and Reporting Period
This Form 8-K Current Report was filed by J.P. Morgan Chase & Co. on August 12, 2002. The filing serves as a regulatory disclosure regarding the submission of sworn statements by the company's Principal Executive Officer and Principal Financial Officer.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. This document is a procedural filing related to executive certifications rather than a financial performance report.
Material Changes
No material changes to financial performance or operations are reported in this document. The filing details the submission of statements under oath pursuant to SEC Order No. 4-460 and Section 906 of the Sarbanes-Oxley Act of 2002, relating to the company's filings under the Securities Exchange Act of 1934.
Guidance, Outlook, and Risks
The document contains no forward-looking guidance, management commentary on future outlook, or discussion of specific business risks. It explicitly states that the information, including exhibits, is furnished pursuant to Item 9 and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor incorporated by reference into filings under the Securities Act of 1933.
Key Facts for Investor Verification
- The Principal Executive Officer and Principal Financial Officer submitted sworn statements regarding the accuracy of the company's filings under the Securities Exchange Act of 1934.
- A certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 was provided for the Quarterly Report on Form 10-Q for the quarter ended June 30, 2002.
- The exhibits (99.1, 99.2, and 99.3) contain the actual text of the sworn statements and certifications referenced in this report.
- This filing does not contain new financial data; investors should refer to the Form 10-Q for the quarter ended June 30, 2002, for financial metrics.