Business Context and Reporting Period
This Form 8-K is a current report filed by Five Oaks Investment Corp. (not Lument Finance Trust, Inc., as indicated in the metadata) on February 19, 2014. The filing serves as a Regulation FD disclosure regarding the pricing of a public offering of common stock announced on the same date.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. The document focuses exclusively on the announcement of a capital raise event rather than reporting periodic financial performance.
Material Changes
The material change disclosed is the pricing of a public offering of common stock. The specific terms, share count, and proceeds from this offering are not detailed in the body of this Form 8-K but are referenced in the attached press release (Exhibit 99.1).
Guidance, Outlook, and Risks
The filing does not contain management commentary, forward-looking guidance, or a discussion of risks and contingencies. It strictly fulfills the public disclosure requirement for the stock offering announcement. The text explicitly states that the information is not deemed "filed" for purposes of Section 18 of the Exchange Act.
Investor Verification Checklist
- Verify the exact number of shares sold and the price per share in the attached press release (Exhibit 99.1).
- Confirm the total gross proceeds raised from the offering.
- Review the intended use of proceeds as outlined in the press release.
- Note the discrepancy between the metadata company name (Lument Finance Trust, Inc.) and the actual registrant (Five Oaks Investment Corp.).