SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted to the U.S. Securities and Exchange Commission. The reporting entity is Lloyds Banking Group Plc, and the data reflects holdings as of the period ending June 30, 2015. This form discloses the equity securities held by institutional investment managers, not the operating financial results of Lloyds Banking Group itself.
Key Financial Metrics and Holdings
The filing details a portfolio of U.S. equity securities. The table provides the title of the class, CUSIP, value (in thousands of USD), and share/principal amount for each holding. Voting authority is listed as "Sole" for all positions.
| Issuer | Value ($000s) | Shares/Principal |
|---|---|---|
| JPMORGAN CHASE & CO | 1,957 | 28,892 |
| PFIZER INC | 640 | 19,097 |
| E M C CORP MASS | 496 | 18,823 |
| WELLS FARGO & CO | 471 | 8,374 |
| CONOCOPHILLIPS | 468 | 7,624 |
| VERIZON COMMUNICATIONS INC | 465 | 9,994 |
| AMERICAN EXPRESS CO | 345 | 4,443 |
| DEERE & CO | 420 | 4,337 |
| PEPSICO INC | 425 | 4,559 |
| QUALCOMM INC | 431 | 6,891 |
Note: The table above lists a selection of the largest holdings by value. The full filing contains 50 distinct positions including holdings in Apple Inc, Microsoft Corp, and various ETFs.
Material Changes and Comparisons
The filing text provided does not contain comparative data from the prior quarter or year. Consequently, material changes in holdings, percentage shifts, or net purchases/sales versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
As a Form 13F, this document is a regulatory disclosure of current holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding Lloyds Banking Group's operations or the future performance of the underlying securities.
Key Facts for Investor Verification
- Reporting Entity: Lloyds Banking Group Plc is the institutional investment manager reporting these U.S. equity holdings.
- Portfolio Composition: The portfolio is diversified across sectors including Financials (JPMorgan, Wells Fargo), Healthcare (Pfizer, Johnson & Johnson), Technology (Microsoft, Apple), and Energy (ConocoPhillips, Exxon Mobil).
- Largest Position: JPMorgan Chase & Co represents the largest single holding by value ($1,957,000) and share count (28,892) in this specific filing.
- Voting Rights: Lloyds Banking Group Plc reports "Sole" voting authority for all listed securities.
- Data Limitation: This filing does not report Lloyds Banking Group's own revenue, profit, or debt levels; it only reports its investment portfolio in U.S. equities.