SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Lloyds Banking Group Plc
Filing Type: Form 13F Information Table
Reporting Period: Second Quarter ended June 30, 2013
This filing discloses the equity securities held by Lloyds Banking Group Plc as of the end of the reporting period. The document lists individual holdings, including issuer names, CUSIP numbers, share quantities, and market values. It does not contain financial performance data for Lloyds Banking Group itself.
Key Financial Metrics
The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity metrics for Lloyds Banking Group Plc. Form 13F filings are strictly for the disclosure of long-term equity holdings and do not report the filer's operational financial results.
Portfolio Overview:
- Top Holdings by Value (Selected):
- KeyCorp: $123,863,000 (11,219,559 shares)
- General Electric Co: $120,752,000 (5,207,079 shares)
- Microsoft Corp: $132,015,000 (3,823,222 shares)
- AT&T Inc: $104,428,000 (2,949,963 shares)
- Exxon Mobil Corp: $234,204,000 (2,592,193 shares)
- Asset Classes: The portfolio consists primarily of common stocks (COM) and some preferred stocks (PFD). It includes significant positions in U.S. financials, technology, energy, and consumer staples.
- Voting Authority: The vast majority of holdings are reported with "Sole" voting authority (Column 7 = 1).
Material Changes
The filing text does not provide a comparative table against the prior quarter (March 31, 2013). Therefore, material changes in holdings, such as purchases or sales, cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None provided. Form 13F is a regulatory disclosure of holdings and does not include management discussion or analysis.
Outlook/Guidance: None provided.
Risks/Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. No specific risk factors regarding the portfolio or the filer are disclosed in this text.
Investor Verification Checklist
- Verify the total aggregate market value of the portfolio by summing Column 4 (Value) across all listed securities.
- Compare this list against the prior quarter's Form 13F to identify significant trades (purchases or sales) in major positions like KeyCorp, Exxon Mobil, or Microsoft.
- Confirm the "Investment Discretion" column (Column 6) to ensure all listed assets are managed under the same mandate (mostly "DFND" - Defined).
- Note that this filing reflects holdings as of June 30, 2013, and does not represent current market positions.