SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended December 31, 2015
Filing Date: February 11, 2016
Signatory: Ann Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio)
| Metric | Value |
|---|---|
| Total Number of Holdings | 135 |
| Total Value of Reported Securities | $100,743,000 |
| Other Included Managers | 0 |
Note: This form does not report the company's operating revenue, profit, cash flow, margins, debt, or liquidity. It only reports the value of securities held for investment purposes.
Material Changes
The filing text provided does not contain comparative data for the prior period (September 30, 2015) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not include management commentary, future guidance, outlook, risk factors, or contingencies regarding the reporting manager's operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $100,743,000 against the company's most recent 10-Q or 10-K to understand the proportion of assets allocated to external equity investments.
- Review the detailed Schedule 13F (not included in this summary text) to identify the top 10 specific holdings and concentration risks.
- Confirm if the 135 holdings represent the entire investment portfolio or if other asset classes (e.g., loans, derivatives) are excluded from this report.
- Check subsequent filings to track changes in the portfolio composition for the quarter ended March 31, 2016.