Business Context and Reporting Period
This Form 8-K was filed by PennantPark Floating Rate Capital Ltd. on March 30, 2022. The report details a strategic corporate action regarding the listing of the Company's common stock.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on a listing transfer and does not contain financial statements or pro forma financial information.
Material Changes
The primary material change reported is the voluntary withdrawal of the Company's common stock listing from The Nasdaq Stock Market LLC and its transfer to the New York Stock Exchange (NYSE).
- Previous Listing: Nasdaq (Symbol: PFLT)
- New Listing: NYSE (Symbol: PNNT)
- Effective Dates: Trading on Nasdaq is expected to end at market close on April 13, 2022, with trading commencing on the NYSE at market open on April 14, 2022.
Guidance, Outlook, and Risks
The Company issued a press release on March 30, 2022, regarding this transfer, which is furnished as Exhibit 99.1. The filing explicitly states that the information is not deemed "filed" for purposes of Section 18 of the Exchange Act and is not subject to the liabilities of such section. No specific financial guidance, risk factors, or contingencies related to the Company's operations are detailed in this specific text.
Investor Verification Checklist
- Verify the trading symbol change from "PFLT" to "PNNT" on April 14, 2022.
- Confirm the cessation of trading on Nasdaq at market close on April 13, 2022.
- Review the attached press release (Exhibit 99.1) for additional context on the rationale for the exchange transfer.
- Note that this filing contains no financial performance data; refer to the most recent 10-Q or 10-K for financial metrics.