SEC Filing Summary: Prudential Financial Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Prudential Financial Inc, an institutional investment manager. The report covers the quarter ended June 30, 2013, and was signed on August 7, 2013, by Richard Baker, Second Vice President. The filing represents a combination report, indicating that a portion of the holdings are reported here while other portions are reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following portfolio metrics are reported:
- Total Portfolio Value: $45,124,747,000 (reported in thousands).
- Total Number of Holdings: 3,012 entries.
- Other Managers Included: 3 managers (Jennison Associates LLC, Mercator Asset Management L P, United Services Automobile Association).
- Additional Managers Listed: Prudential Investment Management Inc, Quantitative Management Associates LLC, and Prudential Trust Co.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity as these are not applicable to a 13F holdings report.
Material Changes
The provided text does not contain comparative data against the prior quarter (March 31, 2013) or year-over-year figures. Therefore, material changes in portfolio composition or value cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. It strictly lists securities held.
Investor Verification Checklist
- Verify the total portfolio value of approximately $45.1 billion against the prior quarter's 13F filing to assess net inflows or outflows.
- Review the specific holdings list (not included in this summary) to identify top 10 positions and sector concentration.
- Confirm the scope of the "Combination Report" to ensure all relevant holdings across the listed managers (Jennison, Mercator, USAA, etc.) are accounted for.
- Check for any amendments filed after August 7, 2013, that may have corrected the initial data.