SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by REGIONS FINANCIAL CORP, an institutional investment manager. The report covers the calendar quarter ended September 30, 2020. The report was signed by Matt Coleman, Executive Vice President, on October 14, 2020. The filing includes holdings for one other included manager: Regions Bank (File Number 028-10938).
Key Financial Metrics
As a Form 13F-HR, this document reports investment holdings rather than the operating financial performance of Regions Financial Corp itself. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for the company's operations.
Key metrics reported in this filing include:
- Total Number of Holdings: 1,465 entries.
- Total Value of Reported Securities: $9,168,029,000 (reported in thousands).
Material Changes
The filing text does not provide a comparative table or narrative detailing material changes in holdings versus the prior comparable period (June 30, 2020). It only presents the aggregate totals for the current reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's business outlook. It is strictly a disclosure of equity securities held.
Investor Verification Checklist
- Verify the total value of reported securities ($9.17 billion) against the company's total assets in its 10-Q or 10-K filings to understand the proportion of assets managed externally or held in this specific capacity.
- Confirm the identity of the "Other Included Manager" (Regions Bank) to ensure the scope of the reported portfolio aligns with the investor's expectations of the group's holdings.
- Note that this document does not reflect the company's own financial health; refer to Form 10-Q for Q3 2020 for operational metrics.