SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by REGIONS FINANCIAL CORP, an institutional investment manager based in Birmingham, AL. The report covers the calendar quarter ended September 30, 2016, and was signed on October 27, 2016, by Matt Coleman, Senior Vice President. The report includes holdings for one other included manager: Regions Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The key metrics provided are:
- Total Value of Reported Holdings: $7,758,486,000 (7,758,486 thousands).
- Total Number of Holdings Entries: 2,649.
- Number of Other Included Managers: 1.
The filing text does not provide data on Regions Financial Corp's own revenue, profit margins, liquidity, or debt levels.
Material Changes
The filing text does not provide a comparative table or narrative detailing material changes in holdings versus the prior comparable period (June 30, 2016). It only presents the aggregate totals for the current reporting period.
Guidance, Outlook, and Risks
This document is a statutory disclosure of investment holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $7.76 billion against the company's 10-Q or 10-K filings for the same period to understand the proportion of assets managed versus total corporate assets.
- Confirm the specific composition of the 2,649 holdings entries, as this summary only provides the aggregate count and value.
- Note that this filing reflects the investment activities of the manager, not the operating results of Regions Financial Corp itself.