SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Regions Financial Corp
Filing Type: Form 13F Information Table (Schedule 13F)
Reporting Period: The filing lists a period end of December 31, 2025. Note: This date appears to be a future date relative to the current calendar year; investors should verify if this represents a data entry error in the source text or a specific forward-looking filing context.
Subject: This filing discloses the equity securities held by Regions Financial Corp (or its investment managers) as of the reporting date. It is a regulatory disclosure of holdings, not a financial performance report.
Key Financial Metrics and Holdings
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The provided text is a Form 13F Information Table. It does not contain financial performance metrics such as revenue, net income, operating cash flow, profit margins, debt levels, or liquidity ratios for Regions Financial Corp. These metrics are found in Forms 10-K or 10-Q.
Portfolio Composition: The filing details a diversified portfolio of equity securities. Key observations include:
- Top Holdings by Value: Significant positions are held in large-cap technology and consumer staples, including Apple Inc. ($287.7M), Microsoft Corp. ($490.6M), NVIDIA Corp. ($368.7M), and Walmart Inc. ($204.3M).
- Financial Sector Exposure: The portfolio holds substantial positions in major banks and financial services firms, including JPMorgan Chase ($329.1M), Bank of America ($38.6M), and Regions Financial Corp itself ($48.9M).
- ETF Exposure: A significant portion of the portfolio is allocated to Exchange Traded Funds (ETFs), particularly those tracking the S&P 500, Russell indices, and international markets (e.g., Vanguard and iShares funds).
- Voting Authority: The filing indicates "Sole" voting authority for the majority of listed positions, with "None" for shared or disclaimed authority.
Material Changes
Comparison to Prior Period: The provided text contains only the snapshot of holdings for the current reporting period. It does not provide comparative data against the prior quarter or year. Therefore, material changes in holdings (purchases or sales) cannot be calculated from this text alone.
Guidance, Outlook, and Risks
Management Commentary: Form 13F filings are purely statistical disclosures of holdings. They do not contain management commentary, earnings guidance, strategic outlook, or risk factors.
Risks and Contingencies: No specific risks or contingencies are disclosed in this document. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy.
Investor Verification Checklist
- Verify Reporting Date: Confirm the accuracy of the "2025 Dec 31" period end date, as it appears to be in the future relative to standard reporting cycles.
- Check for 10-K/10-Q: To obtain actual financial performance data (revenue, profit, debt), locate the most recent Form 10-K or 10-Q filed by Regions Financial Corp.
- Compare Prior 13F: Retrieve the previous quarter's Form 13F to calculate net purchases or sales of specific securities.
- Review Voting Authority: Note that while "Sole" voting authority is listed for most items, verify if any "Shared" or "None" authority positions impact corporate governance strategies.
- Confirm Manager Identity: The filing lists "DFND" (Discretionary) and specific manager codes (e.g., 028-04225); verify which investment manager or subsidiary of Regions Financial Corp is responsible for these specific holdings.