SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Regions Financial Corp
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: The filing lists holdings as of September 30, 2025. This document discloses the equity securities held by the investment manager at the end of the quarter.
Key Financial Metrics and Portfolio Composition
The filing provides a detailed list of equity holdings but does not contain consolidated financial statements (revenue, profit, cash flow) for Regions Financial Corp itself. The data reflects the portfolio managed by the firm.
- Portfolio Scope: The portfolio includes a diverse mix of large-cap equities, Exchange-Traded Funds (ETFs), and international securities.
- Top Holdings by Value (Selected):
- Microsoft Corp: 1,025,827 shares (Value: ~$531.3M)
- NVIDIA Corp: 2,026,185 shares (Value: ~$378.0M)
- Apple Inc: 1,068,571 shares (Value: ~$272.1M)
- Amazon.com Inc: 721,486 shares (Value: ~$158.4M)
- Alphabet Inc (Class A): 732,472 shares (Value: ~$178.1M)
- Significant ETF Exposure:
- Vanguard Tax-Managed Funds (FTSE Dev Mkts): 7,888,993 shares (Value: ~$472.7M)
- Vanguard Index Funds (S&P 500): 1,862,835 shares (Value: ~$668.9M)
- ISHARES TR (S&P 100): 29,258,069 shares (Value: ~$3.34B)
- Self-Holding: Regions Financial Corp holds 1,848,038 shares of its own common stock (Value: ~$48.7M).
Material Changes and Voting Authority
Voting Authority: For the vast majority of holdings listed, the "Voting Authority" is reported as Sole (DFND), indicating the manager has full discretion to vote these shares. There are no reported "Shared" or "None" voting authority entries for the primary equity positions.
Derivatives: The filing indicates 0 shares held via Put or Call options for the listed securities.
Comparison to Prior Period: This filing is a snapshot of holdings as of September 30, 2025. The provided text does not contain the prior quarter's data (June 30, 2025) within the same document, so specific material changes (additions or deletions) cannot be calculated from this source alone.
Guidance, Outlook, and Risks
Management Commentary: Form 13F filings are regulatory disclosures of holdings and do not contain management commentary, forward-looking guidance, or strategic outlooks.
Risks and Contingencies: No specific risk factors or contingencies are disclosed in this filing type. The standard SEC disclaimer applies: "The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete."
Investor Verification Checklist
- Portfolio Concentration: Verify the concentration risk in the top 10 holdings, which include significant exposure to Technology (Microsoft, NVIDIA, Apple) and Financials.
- ETF Weighting: Confirm the total exposure to passive index funds (e.g., ISHARES S&P 100, Vanguard S&P 500) versus active stock picking.
- Self-Holding Intent: Investigate the purpose of the 1.8M share holding in Regions Financial Corp (e.g., treasury stock, employee benefit plan, or proprietary trading).
- Valuation Accuracy: Note that the "Value" column is rounded to the nearest dollar; precise portfolio valuation requires current market pricing.
- Reporting Lag: Acknowledge that Form 13F data is reported 45 days after the quarter-end; the actual portfolio composition may have changed since September 30, 2025.