SARATOGA INVESTMENT CORP. current report, 27 September 2018

Business Context and Reporting Period

This Form 8-K filing by Saratoga Investment Corp. reports on the results of the 2018 Annual Meeting of Stockholders held on September 27, 2018. The record date for the meeting was July 31, 2018.

Key Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance and voting results.

Material Changes and Voting Results

The primary event reported is the election of directors. As of the record date, 7,453,947 shares were eligible to vote, with 4,394,607 shares voted in person or by proxy.

Proposal 1: Election of Directors

  • Nominee: Christian L. Oberbeck
  • Term: Until the 2021 Annual Meeting of Stockholders or until a successor is elected.
  • Outcome: Elected.
Director Nominee Votes For Votes Withheld
Christian L. Oberbeck 4,153,366 241,241

Guidance, Outlook, and Risks

The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.

Key Facts for Investor Verification

  • Christian L. Oberbeck was elected as a director for a term ending in 2021.
  • Approximately 59% of eligible shares (4,394,607 of 7,453,947) were voted at the Annual Meeting.
  • The vote for the director nominee was overwhelmingly in favor, with 94.5% of votes cast supporting the election.