Business Context and Reporting Period
This Form 8-K is a current report filed by GSC Investment Corp. (also referenced as Saratoga Investment Corp. in metadata) on October 13, 2009. The filing addresses corporate governance changes under Item 5.02 regarding the departure of certain officers and the election of new officers.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on personnel changes and contains no financial performance data.
Material Changes
- Departure: David L. Goret resigned on October 13, 2009, from his positions as Vice President, Secretary, and Chief Compliance Officer.
- Appointment: Eric Rubenfeld was elected by the board of directors on October 13, 2009, to succeed Mr. Goret in all three roles (Vice President, Secretary, and Chief Compliance Officer).
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary on strategy, risks, contingencies, or unusual items. The document is limited to the notification of the officer transition.
Investor Verification Checklist
- Verify the effective date of Eric Rubenfeld's appointment as Chief Compliance Officer.
- Confirm whether David L. Goret's resignation was voluntary or part of a broader restructuring.
- Review subsequent filings to ensure no other key officers departed during this period.