Business Context and Reporting Period
This filing is a Form 13F-HR submitted by TORONTO DOMINION BANK for the quarter ended September 30, 2017. The report was signed on November 6, 2017, by Norie Campbell, Executive Vice President. It is a combination report covering holdings managed by the primary filer and five other included managers, including TD Securities Inc, TD Global Finance, and TD Asset Management entities.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of the bank itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $31,117,938,000 (31,117,938 thousands).
- Total Number of Holdings Entries: 3,674.
- Number of Other Included Managers: 5.
Note: Revenue, profit, cash flow, margins, debt, and liquidity figures for Toronto Dominion Bank are not provided in this filing type.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2017) or detail specific material changes in holdings values or quantities. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or contingencies regarding the bank's operations. It strictly lists securities held in a discretionary capacity. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of $31.1 billion against the bank's total assets in its 10-K or 10-Q filings to understand the proportion of assets under management reported here.
- Confirm the specific breakdown of the 3,674 holdings entries to assess sector concentration.
- Review the list of 5 other included managers to ensure all relevant investment arms of the bank are accounted for in this aggregate figure.
- Note that this document does not reflect the bank's own capital adequacy or loan portfolio performance.