SEC Filing Summary: TOMPKINS FINANCIAL CORP (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by TOMPKINS FINANCIAL CORP, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2021, and was signed on January 24, 2022. The filing represents a complete holdings report for the manager, with no other included managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following portfolio metrics are reported:
- Total Portfolio Value: $563,630,000 (reported as 563,630 in thousands).
- Total Number of Holdings: 408 entries.
- Operating Metrics: The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity data for Tompkins Financial Corp itself.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2021) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $563.6 million against the manager's 10-Q or 10-K filings for a complete financial picture.
- Note that the 408 holdings represent the manager's investment portfolio, not the assets of Tompkins Financial Corp as a bank holding company.
- Confirm the filing date (January 24, 2022) to ensure the data reflects the most recent available quarter for this specific report.
- Check for subsequent amendments, as this report is not an amendment but a standard quarterly submission.