SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Tompkins Financial Corp
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: Ended December 31, 2021
This filing discloses the equity securities held by Tompkins Financial Corp at the end of the reporting period. As a Form 13F, this document details investment holdings rather than the company's own operational financial performance (revenue, profit, etc.).
Key Financial Metrics and Holdings
The filing lists numerous equity positions, including common stocks and exchange-traded funds (ETFs). Key metrics provided are the number of shares/principal amount and the aggregate market value (in thousands).
- Top Holdings by Value (Selected):
- WISDOMTREE TR EM EX ST-OWNED: $752,703 (752,703 shares)
- APPLE INC: $238,301 (42,315 shares)
- TOMPKINS FINANCIAL CORP: $245,847 (20,548 shares)
- VERIZON COMMUNICATIONS INC: $134,631 (6,994 shares)
- EXXON MOBIL CORP: $116,982 (7,157 shares)
- CISCO SYS INC: $170,456 (10,800 shares)
- WALMART INC: $63,046 (9,122 shares)
- JPMORGAN CHASE & CO: $64,737 (10,251 shares)
- Investment Discretion: The majority of holdings are reported with "SOLE" discretion. A subset of holdings (e.g., Accenture, Abbott Laboratories, Adobe) are reported with "DFND" (Discretionary Fund) discretion.
- Voting Authority: Most positions are held with "SOLE" voting authority. Some positions show "SHARED" or "NONE" voting authority, often associated with specific fund structures or restricted shares.
Material Changes
Not Applicable: This filing is a snapshot of holdings as of December 31, 2021. It does not contain comparative data against the prior quarter (September 30, 2021) within the text provided, so material changes in position size cannot be calculated from this document alone.
Guidance, Outlook, and Risks
Not Applicable: Form 13F filings are regulatory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the reporting company's future operations.
Important Facts for Investor Verification
- Self-Holding: Tompkins Financial Corp holds a significant position in its own stock (20,548 shares valued at $245,847), indicating potential treasury stock management or employee benefit plan holdings.
- Concentration Risk: The portfolio includes heavy exposure to large-cap technology and consumer staples (Apple, Cisco, Walmart, Exxon) and a very large position in an Emerging Markets ETF (WisdomTree).
- Discretionary Split: Investors should note the distinction between "SOLE" and "DFND" discretion, which may indicate assets managed for third parties or specific sub-accounts rather than the company's general corporate treasury.
- Data Limitation: This document does not provide Tompkins Financial Corp's own revenue, earnings, or liquidity metrics; those must be found in the company's 10-K or 10-Q filings.