SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the quarter ended September 30, 2020, and was signed on October 23, 2020, by Lisa A. Shipos, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the manager's reported portfolio:
- Total Portfolio Value: $520,001,000 (reported as 520,001 in thousands).
- Total Number of Holdings: 446 entries.
- Other Included Managers: 0.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2020) or detail specific material changes in holdings, as the provided content is limited to the cover page and summary totals.
Guidance, Outlook, and Risks
This document contains no management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations or future outlook. It is a regulatory disclosure of current equity positions.
Key Facts for Investor Verification
- Verify the total reported value of $520 million against the company's 10-Q or 10-K filings to understand the proportion of assets managed versus total corporate assets.
- Confirm the 446 holdings represent the complete portfolio, as the report indicates no other included managers.
- Note that this filing does not disclose the specific tickers or quantities of the individual securities held, only the aggregate count and value.