SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2020, and was signed on April 21, 2020, by Lisa A. Shipos, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow). The following portfolio metrics are disclosed:
- Total Portfolio Value: $433,321,000 (reported in thousands).
- Total Number of Holdings: 482 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit, margins, debt, or liquidity, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2019) to determine material changes in portfolio composition or value. It only presents the snapshot of holdings as of March 31, 2020.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, outlook, or commentary on risks. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $433.3 million against the firm's total assets under management (AUM) to understand the scope of reported holdings.
- Confirm that the 482 holdings represent the complete equity portfolio, as the report indicates no other managers are included.
- Note that this filing reflects positions held as of March 31, 2020, a date coinciding with significant market volatility; subsequent filings may show different positions.
- Recognize that this document does not disclose the financial health of Tompkins Financial Corp itself, only its investment activities.