SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2019, and was signed on January 10, 2020, by Lisa A. Shipos, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $492,142,000 (reported as 492,142 thousands).
- Total Number of Holdings: 413 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2019) to calculate material changes in portfolio value or composition. The report is a standalone snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This form does not contain management commentary, future guidance, risk factors, or contingencies regarding the company's operations. It is a regulatory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total reported value of $492.1 million against the company's 10-Q or 10-K filings to understand the proportion of assets managed versus total corporate assets.
- Confirm the 413 holdings represent the complete portfolio, as the filing indicates no other managers are included.
- Note that this document does not reflect the bank's lending portfolio, deposit base, or net interest margin.