SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the quarter ended September 30, 2019, and was signed on October 17, 2019, by Lisa A. Shipos, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $492,142,000 (reported as 492,142 thousands).
- Total Number of Holdings: 413 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2019) to determine material changes in holdings or portfolio value. It is not an amendment or restatement.
Guidance, Outlook, and Risks
This form does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations. It is a statutory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $492.1 million against the company's 10-Q or 10-K filings for the same period to understand the proportion of assets under management.
- Confirm the specific composition of the 413 holdings, as the summary provided here does not list individual securities.
- Note that this filing reflects holdings as of September 30, 2019, and does not reflect current market positions.