SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2018, and was signed on January 18, 2019, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the portfolio managed by Tompkins Financial Corp:
- Total Portfolio Value: $452,852,000 (reported as 452,852 in thousands).
- Total Number of Holdings: 483 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2018) to determine material changes in holdings or portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This form does not contain management commentary, future guidance, risk factors, or contingencies regarding the company's operations or the specific securities held. It is a regulatory disclosure of current equity positions.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $452.9 million against the company's 10-Q or 10-K filings for a complete financial picture.
- Confirm that the 483 reported holdings represent the full scope of the manager's reportable equity positions.
- Note that this filing does not disclose the specific tickers or quantities of individual stocks held, only the aggregate count and value in this summary view.