SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: TOMPKINS FINANCIAL CORP
Address: The Commons, Po Box 460, Ithaca, NY 14851
Form Type: 13F HOLDINGS REPORT
Reporting Period: Calendar Quarter Ended December 31, 2016
Filing Date: January 10, 2017
Signatory: Lisa A. Leonardo, AVP & TFA Operations Manager
This filing discloses the equity holdings of an institutional investment manager as of the end of the reporting period. It does not represent the financial performance of Tompkins Financial Corp itself, but rather the portfolio managed by the entity.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported holdings:
- Total Value of Reported Holdings: $381,799,000 (381,799 thousands)
- Total Number of Holdings (Entries): 451
- Other Included Managers: 0
Note: This form does not disclose revenue, profit, cash flow, margins, debt, or liquidity metrics for the reporting manager or the underlying portfolio companies.
Material Changes
The filing text does not provide comparative data for the prior period (September 30, 2016) or detail specific material changes in holdings, acquisitions, or dispositions. The document serves as a snapshot of holdings at the period end.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Investor Verification Checklist
- Verify the total value of holdings ($381.8 million) against the number of entries (451) to assess portfolio concentration.
- Confirm that the "13F HOLDINGS REPORT" checkbox indicates this is a complete report of all holdings for this manager.
- Note that this filing does not contain financial performance data for Tompkins Financial Corp; refer to 10-Q or 10-K filings for that information.
- Review the specific Schedule 13F holdings (not included in this summary text) to identify top positions and sector exposure.