SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended June 30, 2014, and was signed on July 10, 2014, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $404,516,000 (reported as 404,516 in thousands).
- Total Number of Holdings: 667 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide clear values for revenue, profit, cash flow, margins, debt, or liquidity as these are not required in a 13F-HR filing.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., March 31, 2014) to calculate material changes in portfolio value or composition. The report is a standalone snapshot of holdings as of June 30, 2014.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's future performance. The text includes a standard disclaimer that the SEC has not reviewed the information for accuracy.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $404.5 million against the specific holdings listed in the full schedule (not included in this summary text).
- Confirm the count of 667 distinct equity positions to assess portfolio diversification.
- Note that this report reflects only the holdings managed by Tompkins Financial Corp and excludes any holdings managed by other entities.
- Recognize that this document does not reflect the operating financial health of Tompkins Financial Corp itself, but rather the assets it manages for clients.