SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the quarter ended September 30, 2013, and was signed on October 10, 2013, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the portfolio managed by Tompkins Financial Corp:
- Total Portfolio Value: $357,785,000 (reported as 357,785 in thousands).
- Total Number of Holdings: 609 entries.
- Other Included Managers: 0.
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior quarter (June 30, 2013) to determine material changes in portfolio composition or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, future outlook, or risk commentary regarding the reporting manager's operations. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $357.8 million against the specific list of 609 holdings to assess concentration risk.
- Confirm that the 609 entries represent the complete portfolio, as the report indicates no other included managers.
- Review the specific equity positions (not detailed in this summary text) to understand sector exposure.
- Consult the company's 10-Q or 10-K filings for Tompkins Financial Corp's own operating financials, as they are not present in this 13F report.