SEC Filing Summary: UBS Group AG (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager, for the quarter ended March 31, 2023. The report was signed on May 10, 2023, by Andrew Johnson, Associate Director. This is a combination report covering holdings for UBS Group AG and nine other included managers, including UBS Asset Management (Americas) Inc. and UBS Financial Services Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance (revenue, profit, or cash flow). The following aggregate portfolio metrics are reported:
- Total Portfolio Value: $273,643,423,216
- Total Number of Holdings: 18,413 entries
- Number of Included Managers: 9
Note: The filing text does not provide data on UBS Group AG's own revenue, profit margins, debt, or liquidity, as this form discloses the assets managed by the firm, not the firm's internal financial statements.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2022) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, or specific risk factors regarding the firm's operations. It includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total managed equity exposure of approximately $273.6 billion across the UBS Group AG reporting structure.
- Confirm the scope of the report includes nine subsidiary or related managers (e.g., UBS AG, UBS Switzerland AG, UBS Europe SE).
- Note that this document does not reflect UBS Group AG's own balance sheet, income statement, or operational risks.
- Check the filing date (May 10, 2023) to ensure it aligns with the required 45-day post-quarter deadline.