SEC Filing Summary: UBS Group AG (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager based in Zurich, Switzerland. The report covers the calendar quarter ended June 30, 2021, and was signed on August 6, 2021. The filing represents a combination report, including holdings reported by UBS Group AG and two other included managers: UBS Asset Management (Americas) Inc. and UBS O'Connor LLC.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the issuer's operational financial performance. Consequently, revenue, profit, cash flow, margins, and debt metrics for UBS Group AG are not reported in this text.
- Total Value of Reported Holdings: $310,174,163,000 (310.17 billion USD).
- Total Number of Holdings Entries: 15,199.
- Other Included Managers: 2 (UBS Asset Management (Americas) Inc. and UBS O'Connor LLC).
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2021) or detail specific material changes in holdings volume or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, or risk factors regarding UBS Group AG's business operations. It is a regulatory disclosure of investment positions. The text includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported equity exposure of approximately $310.2 billion against UBS's broader asset management and proprietary trading disclosures.
- Confirm the scope of the "Combination Report" to ensure all relevant sub-managers (UBS Financial Services Inc. and UBS Swiss Financial Advisors AG) are accounted for in the aggregate data.
- Note that this filing does not reflect UBS's own financial health (e.g., liquidity or debt) but rather the assets it manages or holds for investment purposes.