Business Context and Reporting Period
This Form 13F-HR filing is submitted by UBS Group AG, an institutional investment manager, for the quarter ended June 30, 2024. The report was signed on August 13, 2024, by Andrew Johnson, Head of Group Shareholding Reporting. This is a 13F Combination Report, meaning it covers a portion of the holdings for UBS Group AG, while other portions are reported by separate managers.
Key Financial Metrics
As a 13F filing, this document discloses equity holdings rather than the issuer's operational financials (revenue, profit, cash flow). The following metrics reflect the reported portfolio:
- Total Reported Value: $404,795,010,138 (rounded to the nearest dollar).
- Total Number of Holdings: 21,355 entries.
- Number of Other Included Managers: 16 distinct business units or subsidiaries are included in this consolidated report.
Note: The filing text does not provide data on UBS Group AG's own revenue, profit margins, debt, or liquidity, as this form is strictly for reporting investment holdings.
Material Changes and Scope
This filing aggregates holdings across multiple entities, including UBS Financial Services Inc, Credit Suisse International, and various regional subsidiaries (e.g., Credit Suisse Securities (USA) LLC, UBS Switzerland AG). The inclusion of Credit Suisse entities reflects the ongoing integration following the acquisition. The report covers a significant portion of the firm's global equity exposure but explicitly notes that not all holdings are contained within this single document due to the combination report status.
Guidance, Outlook, and Risks
The filing contains no management commentary, forward-looking guidance, or specific risk factors regarding the firm's future performance. It includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. The primary "risk" disclosed is the structural limitation of the report: investors must consult other filings to obtain a complete picture of UBS Group AG's total holdings.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $404.8 billion against other regulatory filings to ensure full coverage of the firm's assets.
- Confirm the specific holdings of the 16 other included managers listed in the report to understand the full scope of the combination filing.
- Note that this document does not reflect UBS Group AG's own financial health (earnings, balance sheet) but rather its investment positions.
- Check for separate 13F filings from the listed "Other Managers" to ensure no double-counting or gaps in the reported equity positions.