Voya Financial, Inc. - Form 8-K Summary
Business Context and Reporting Period
This Current Report on Form 8-K was filed by Voya Financial, Inc. on October 20, 2017. The filing serves as a Regulation FD disclosure to provide Assets Under Management (AUM) data for the Investment Management (IM) segment prior to the scheduled quarterly earnings release on October 31, 2017. The data covers the period ended September 30, 2017.
Key Financial Metrics
The filing focuses exclusively on AUM metrics for the IM segment as of September 30, 2017. No revenue, profit, cash flow, margin, debt, or liquidity figures are provided in this document.
- Total IM Segment AUM: $222 billion
- IM-sourced external client assets: $83 billion (reported on a market value basis)
- Affiliate-sourced external client assets: $57 billion (reported on a market value basis)
- Company general account assets: $82 billion (reported on a statutory book value billing basis)
- General account assets (market value basis): $90 billion
Material Changes
The filing text does not provide comparative data for prior periods; therefore, material changes versus the prior comparable period cannot be determined from this document.
Guidance, Outlook, and Risks
The filing contains no forward-looking guidance, management commentary on future outlook, or specific risk factors. It notes that the information provided is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and is not incorporated by reference into other filings unless expressly stated.
Investor Verification Checklist
- Verify the full quarterly earnings release and financial supplement scheduled for October 31, 2017, for revenue and profitability metrics.
- Confirm the distinction between statutory book value and market value reporting for general account assets when analyzing total asset size.
- Review subsequent filings for any updates to the $222 billion AUM figure or changes in the composition of external versus affiliate-sourced assets.