SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Westwood Holdings Group Inc.
Reporting Period: Quarter ended June 30, 2021
Context: This filing discloses the equity and debt securities held by Westwood Holdings Group Inc. as a registered investment manager. The document lists individual holdings, share counts, and voting authority but does not contain the company's own operational financial statements (e.g., revenue, profit, or cash flow).
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F filings are designed to report portfolio holdings, not the issuer's internal financial performance.
Portfolio Composition: The portfolio consists of a diversified mix of common stocks, preferred shares, corporate bonds, and exchange-traded funds (ETFs). Significant holdings include:
- Technology: Microsoft Corp, Alphabet Inc (Class A & C), Amazon.com Inc, Apple Inc, Cisco Systems Inc.
- Financials: Bank of America Corp, JPMorgan Chase & Co, Charles Schwab Corp, Goldman Sachs Group Inc.
- Healthcare: UnitedHealth Group Inc, Johnson & Johnson, Merck & Co Inc, Medtronic PLC.
- Consumer Discretionary: Home Depot Inc, Walmart Inc, Costco Wholesale Corp, Amazon.com Inc.
- Energy & Materials: Exxon Mobil Corp, Chevron Corp, Freeport-McMoRan Inc, ConocoPhillips.
- Fixed Income: Significant positions in corporate notes (e.g., Akamai Technologies, Exact Sciences, Southwest Airlines) and ETFs (e.g., iShares Core S&P 500, Vanguard Bond Index Funds).
Material Changes
Comparison to Prior Period: The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings typically list current holdings without explicitly stating the net change from the previous quarter in the text body provided.
Guidance, Outlook, and Risks
Management Commentary: The filing text does not provide a clear value for guidance, outlook, or management commentary. This is a regulatory disclosure of holdings, not an earnings release or annual report.
Risks and Contingencies: No specific risks or contingencies are detailed in this filing. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the reported portfolio by summing the "Value" column (in thousands) to assess the scale of assets under management.
- Confirm the voting authority breakdown (Sole, Shared, None) for top holdings to understand the level of active engagement.
- Check for any "Put" or "Call" options reported in Column 5 to identify hedging strategies or derivative exposure.
- Review the specific CUSIPs for bond holdings to verify maturity dates and interest rates, as these impact fixed income exposure.
- Compare the current list of holdings against the previous quarter's 13F filing (not included in this text) to identify significant buys or sells.