SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Westwood Holdings Group Inc.
Reporting Period: Quarter ended December 31, 2014
Context: This filing discloses the equity securities held by Westwood Holdings Group Inc. as a registered investment manager. The document lists individual holdings, share counts, and voting authority but does not contain the company's own operational financial statements (e.g., revenue, profit, or cash flow).
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F filings are designed to report investment portfolio holdings, not the issuer's internal financial performance.
Portfolio Overview: The filing details a diversified portfolio of equity securities. While a total aggregate market value is not explicitly stated in the header, the table lists individual positions with values in thousands of dollars. Notable holdings include:
- Bank of America Corp: 7,798,858 shares (Value: $7,798,858)
- General Electric Co: 4,024,370 shares (Value: $4,024,370)
- On Semiconductor Corp: 7,662,876 shares (Value: $7,662,876)
- Wells Fargo & Co: 3,862,337 shares (Value: $3,862,337)
- Abbott Labs: 167,262 shares (Value: $3,715,292)
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F tables list current holdings at the end of the quarter but do not explicitly state the net change in shares or value compared to the previous quarter within the text provided.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not provide a clear value for management commentary, guidance, or future outlook. This form is a regulatory disclosure of holdings, not a forward-looking earnings release.
Risks and Contingencies: No specific risks or contingencies are detailed in this filing. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Unusual Items: The portfolio includes a mix of common stocks, limited partnership units (e.g., Energy Transfer Equity, Plains All American Pipeline), and ETFs (e.g., iShares MSCI Taiwan ETF). Voting authority is predominantly "Sole" or "Shared," with some "None" designations.
Investor Verification Checklist
- Verify the total aggregate market value of the portfolio by summing the "Value" column, as the total is not explicitly stated in the header.
- Compare the share counts in this filing against the previous quarter's 13F to determine net buying or selling activity.
- Review the "Voting Authority" columns to understand the extent of Westwood's control over the reported securities.
- Confirm if any holdings represent "Other" investment types (e.g., derivatives) which may not be fully captured in the "Shares" column alone.
- Check for any footnotes (indicated by numbers in the "Voting Authority" column, such as "2,3") that may explain shared authority or specific conditions.