Business Context and Reporting Period
This filing is a Form 13F-HR submitted by WESTWOOD HOLDINGS GROUP INC, an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended September 30, 2013, and was signed by Mark A. Wallace, Chief Financial Officer, on November 8, 2013. The report includes holdings for one other included manager: Westwood Management Corp.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $11,829,161,000 (reported in thousands).
- Total Number of Holdings Entries: 326.
- Number of Other Included Managers: 1.
Note: This filing does not provide data on the manager's revenue, profit, cash flow, margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2013) or detail specific material changes in holdings, values, or strategy versus the previous quarter.
Guidance, Outlook, and Risks
This document is a regulatory disclosure of equity positions and does not contain management commentary, forward-looking guidance, risk factors, contingencies, or unusual items regarding the manager's future performance or strategy.
Important Facts for Investors to Verify
- Verify the total reported value of $11.83 billion against the specific list of 326 holdings to understand portfolio concentration.
- Confirm the relationship and reporting structure between Westwood Holdings Group Inc. and the included manager, Westwood Management Corp.
- Note that this filing reflects only long positions in equity securities and does not disclose short positions, derivatives, or non-equity assets.