Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending June 30, 2016. The document discloses the company's holdings in equity securities as of the end of the quarter, detailing the number of shares, value, and voting authority for each position.
Key Financial Metrics and Portfolio Composition
The filing does not provide Carlyle Group's own revenue, profit, cash flow, or debt metrics. Instead, it lists the aggregate value of specific equity positions held by the investment manager. Key portfolio statistics include:
- Total Positions Listed: 28 distinct line items (representing 26 unique issuers, with some held in multiple accounts).
- Largest Position by Value: Axalta Coating Systems Ltd (Combined value approx. $41.6 million across two entries).
- Significant Holdings: CommScope Holding Co Inc (Combined approx. $41.2 million), USA Compression Partners LP ($23.3 million), and Wesco Aircraft Holdings Inc ($23.3 million).
- Investment Type: All listed positions are classified as "SH" (Stocks) with "DFND" (Discretionary) voting authority.
Material Changes and Comparisons
The filing text provided is a static snapshot of holdings as of June 30, 2016. It does not provide comparative data against the prior quarter (March 31, 2016) or prior year periods. Consequently, material changes in position size, new acquisitions, or divestitures cannot be determined from this document alone.
Guidance, Outlook, and Risks
This Form 13F filing contains no management commentary, financial guidance, or outlook regarding Carlyle Group's future performance. It is a regulatory disclosure of current holdings and does not discuss risks, contingencies, or unusual items related to the company's operations or the specific securities held.
Important Facts for Investor Verification
- Scope Limitation: This document only reports equity securities held by the investment manager; it does not reflect Carlyle Group's total assets, private equity fund holdings, or debt obligations.
- Valuation Basis: The "Value" column represents the market value of the reported shares at the end of the quarter, not the cost basis or internal valuation of private assets.
- Voting Authority: All reported positions are held with sole discretionary voting authority, indicating direct control over these specific public equity stakes.
- Missing Data: Investors seeking Carlyle Group's consolidated financial results (revenue, net income, cash flow) must refer to the company's Form 10-Q or 10-K filings, as this Form 13F does not contain such data.