SEC Filing Summary: Carlyle Group Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending December 31, 2013. The document discloses the investment manager's holdings in equity securities as of the quarter-end date. It does not contain financial performance data for Carlyle Group Inc. itself, but rather a list of external companies in which Carlyle holds positions.
Key Financial Metrics and Holdings
The filing details a portfolio of 28 distinct equity positions. The total value of reported holdings is not explicitly summed in the text, but individual position values are provided in thousands of dollars. Key observations include:
- Largest Position by Value: Freescale Semiconductor Hldg (Old) with a value of $196,136,895.
- Second Largest Position: CommScope Hldg Co Inc (combined entries) totaling approximately $141,466,970.
- Third Largest Position: Booz Allen Hamilton Hldg Cor with a value of $79,668,772.
- Smallest Position: Magnachip Semiconductor Corp with a value of $5,007.
- Voting Authority: The manager reported "Sole" voting authority for all listed positions.
Material Changes and Portfolio Composition
As a quarterly snapshot, this filing does not provide comparative data against the prior period (September 30, 2013) within the text provided. Therefore, material changes in share counts or values cannot be calculated from this document alone. The portfolio is diversified across various sectors, including technology (Freescale, CommScope), energy (Cobalt Intl, Sandridge Energy), financials (BankUnited, Central Pac Finl), and industrials (Allison Transmission, Lear Corp).
Guidance, Risks, and Contingencies
The filing text does not contain management commentary, forward-looking guidance, risk factors, or contingencies. It is a statutory disclosure of holdings required by the Securities Exchange Act of 1934. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, as the total is not explicitly stated.
- Compare these holdings against the prior quarter's Form 13F to identify new entries, exits, or significant position changes.
- Note the presence of "Other" voting authority (OTR) for Freescale Semiconductor, which differs from the "Discretionary" (DFND) authority listed for most other holdings.
- Confirm the specific class of shares held for issuers with multiple entries (e.g., CommScope, Nielsen Holdings) to understand the full exposure.