SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Alphabet Inc. to the U.S. Securities and Exchange Commission. The reporting period covers holdings as of September 30, 2020. This form discloses equity securities held by institutional investment managers with over $100 million in qualifying assets under management.
Key Financial Metrics and Holdings
The filing details Alphabet Inc.'s portfolio of equity securities, categorized by issuer, class, CUSIP, value (in thousands), and voting authority. The table lists 26 distinct line items across various issuers, primarily in the technology and biotechnology sectors.
| Issuer | Value ($000s) | Shares/Principal Amount | Voting Authority (Sole) |
|---|---|---|---|
| JD.com Inc | 1,051,885 | 13,553,474 | 13,553,474 |
| Lyft Inc (Combined) | 353,425 | 12,828,509 | 12,828,509 |
| Magenta Therapeutics Inc | 22,706 | 3,339,138 | 3,339,138 |
| Relay Therapeutics Inc | 76,725 | 1,801,490 | 1,801,490 |
| Arcus Biosciences Inc | 86,553 | 5,049,786 | 5,049,786 |
| Slack Technologies Inc. | 34,912 | 1,299,771 | 1,299,771 |
Note: The table above highlights selected major holdings. The full filing includes 26 positions with a total disclosed value exceeding $1.9 billion based on the sum of the "Value" column.
Material Changes and Portfolio Composition
This filing represents a snapshot of holdings at a specific date and does not provide comparative data against prior periods (e.g., Q2 2020) within the text provided. Therefore, material changes in position size or new entries versus the prior quarter cannot be determined from this document alone. The portfolio demonstrates a concentration in high-growth technology and biotechnology companies, including significant positions in JD.com and Lyft.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management commentary, forward-looking guidance, or risk factors regarding the reporting company's own operations. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Reporting Entity: Alphabet Inc. is the investment manager reporting these holdings.
- Top Holding by Value: JD.com Inc. represents the largest single position listed with a value of $1,051,885,000.
- Voting Authority: Alphabet Inc. reports "Sole" voting authority for all listed positions, with no "Shared" or "None" authority indicated in the provided text.
- Asset Class: All listed securities are common stock (COM) or sponsored American Depositary Shares (SPON ADS/ADR).
- Data Limitation: This document does not disclose Alphabet Inc.'s own financial performance (revenue, profit, cash flow) or debt levels.