Business Context and Reporting Period
Company: ILLUMINA, INC.
Filing Type: Form 8-K (Current Report)
Report Date: May 10, 2004 (Event Date: May 14, 2004)
Context: The filing reports the closing of a private placement transaction involving the sale and issuance of common stock.
Key Financial Metrics
The filing does not provide specific revenue, profit, cash flow, margin, debt, or liquidity figures. The document focuses exclusively on the execution of a capital raise event.
- Shares Issued: 4,555,270 shares of Common Stock.
- Transaction Date: Closed on May 14, 2004.
- Regulatory Basis: Pursuant to Registration Statement on Form S-3 (File No. 333-111496) filed December 23, 2003.
Material Changes
The primary material change is the increase in outstanding common stock resulting from the issuance of 4,555,270 shares to certain purchasers. The filing references a Prospectus Supplement filed on May 11, 2004, but does not disclose the specific price per share or total gross proceeds within this text.
Guidance, Outlook, and Risks
The filing contains no management commentary, forward-looking guidance, or specific risk factors related to future operations. It is a procedural disclosure regarding the completion of a securities offering and the filing of the Placement Agent Agreement with SG Cowen & Co., LLC.
Investor Verification Checklist
- Verify the price per share and total gross proceeds in the Prospectus Supplement filed on May 11, 2004 (Rule 424(b)(5)).
- Confirm the identity of the "certain purchasers" and any lock-up agreements associated with the 4,555,270 shares.
- Review the Placement Agent Agreement (Exhibit 1.1) for details on underwriting fees and commissions paid to SG Cowen & Co., LLC.
- Check subsequent filings for the impact of this issuance on diluted earnings per share and total share count.