Liquidia Corporation 8-K Summary
Business Context and Reporting Period
Liquidia Corporation filed a Form 8-K regarding its annual meeting of stockholders held on June 17, 2021. The filing was signed on June 21, 2021. Liquidia is incorporated in Delaware and trades on Nasdaq under the symbol LQDA.
Meeting Results and Key Metrics
- As of the April 23, 2021 record date, 51,972,961 shares of common stock were outstanding and entitled to vote.
- Holders of 41,713,888 shares were represented at the meeting, constituting a quorum.
- Three Class III director nominees were elected to serve until the 2024 annual meeting or until their successors are elected and qualified.
- PricewaterhouseCoopers LLP was ratified as the independent registered public accounting firm for the year ending December 31, 2021.
| Director Nominee | For | Withheld | Broker Non-Votes |
|---|---|---|---|
| Damian deGoa | 29,183,102 | 128,066 | 12,402,720 |
| Arthur Kirsch | 29,053,941 | 257,227 | 12,402,720 |
| Paul B. Manning | 27,089,638 | 2,221,530 | 12,402,720 |
| Auditor Ratification | Votes |
|---|---|
| For | 41,681,438 |
| Against | 28,468 |
| Abstain | 3,982 |
Changes, Outlook, Risks, and Unusual Items
This filing does not provide revenue, profit, cash flow, margin, debt, liquidity, guidance, operating outlook, or management commentary. It reports shareholder voting results and contains no disclosed material contingency or unusual financial item.
Investor Verification Items
- Verify the elected Class III directors and their terms through subsequent corporate governance disclosures.
- Confirm PricewaterhouseCoopers LLP’s appointment and any subsequent auditor changes.
- Review the company’s periodic financial filings for financial metrics, liquidity, operating risks, and business outlook not addressed in this 8-K.
- Note that the filing reports the meeting date as June 17, 2021 but was signed on June 21, 2021.