SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Wealthfront Inc., an institutional investment manager, for the quarter ended June 30, 2017. The report was signed by Roy Adams, General Counsel, on August 11, 2017. The filing covers the manager's reportable equity holdings.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance of Wealthfront Inc. itself. Key metrics from the filing include:
- Total Value of Reportable Holdings: $6,537,503,000 (reported in thousands).
- Total Number of Holdings: 209 entries.
- Other Included Managers: 0.
Note: Revenue, profit, cash flow, margins, debt, and liquidity figures for Wealthfront Inc. are not provided in this filing type.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2017) or detail specific material changes in holdings volume or value. It only presents the snapshot of holdings as of June 30, 2017.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of equity positions held by the investment manager.
Investor Verification Checklist
- Verify the total reportable asset value of $6.54 billion against the firm's total Assets Under Management (AUM) to understand the scope of reportable securities.
- Confirm the identity of the reporting manager as Wealthfront Inc. (File Number 028-16193).
- Note that this document does not reflect the company's own financial health, only its investment portfolio.
- Check subsequent filings for changes in the 209 reported positions.