SEC Filing Summary: Wealthfront Inc. (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Wealthfront Inc., an institutional investment manager based in Redwood City, CA. The report covers the calendar quarter ended June 30, 2016. The document was signed by Roy Adams, General Counsel, on August 16, 2016.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of Wealthfront Inc. itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $3,520,245,000 (3,520,245 thousands).
- Total Number of Holdings: 139 entries.
- Other Included Managers: 0.
Note: This filing does not provide data on Wealthfront Inc.'s revenue, profit, cash flow, margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2016) or detail specific material changes in holdings composition. It only presents the aggregate snapshot for the quarter ended June 30, 2016.
Guidance, Outlook, and Risks
This form is a statutory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding Wealthfront Inc.'s business operations.
Investor Verification Checklist
- Verify the total reported asset value of $3.52 billion against the firm's total assets under management (AUM) to understand the scope of reported holdings.
- Confirm that the 139 reported entries represent the full portfolio or if other asset classes (e.g., cash, bonds, private equity) are excluded from this specific filing.
- Review subsequent 13F filings to track changes in the top holdings and total portfolio value over time.