SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Alibaba Group Holding Ltd acting as an Institutional Investment Manager. The report covers the quarter ended September 30, 2018, and was signed on November 14, 2018, by Timothy A. Steinert, General Counsel & Secretary.
Key Financial Metrics
As a 13F filing, this document reports investment holdings rather than the operating financial performance of Alibaba Group. The filing discloses the following aggregate data regarding the manager's reported portfolio:
- Total Value of Reported Holdings: $1,060,674,000 (1,060,674 thousands)
- Total Number of Holdings Entries: 4
- Other Included Managers: 0
Note: This filing does not contain revenue, profit, cash flow, margins, debt, or liquidity metrics for Alibaba Group's core business operations.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2018) to determine material changes in holdings or value. The document is a standalone snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of securities holdings and does not contain management commentary, future guidance, risk factors, contingencies, or unusual items related to the company's business strategy or financial outlook.
Investor Verification Checklist
- Verify the specific 4 securities held by Alibaba Group Holding Ltd in its capacity as an investment manager, as the text only provides the aggregate count and value.
- Confirm whether this filing represents all holdings or if a combination report was filed with other managers (this filing states "NONE" for other included managers).
- For operational financial performance (revenue, profit, etc.), refer to Alibaba Group's Form 20-F or Form 6-K filings, as this 13F-HR does not contain such data.