SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (Canada) for the quarter ended September 30, 2016. The report discloses the equity holdings of the institutional investment manager and 13 other included managers, including subsidiaries such as BMO Harris Bank N.A., BMO Asset Management Corp., and BMO Nesbitt Burns Inc.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance of the Bank of Montreal itself. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for the Bank.
- Total Value of Reported Holdings: $91,573,687,000 (91,573,687 thousands)
- Total Number of Holdings Entries: 13,282
- Number of Included Managers: 13
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2016) or a schedule of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this summary.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the Bank's operations. The document serves strictly as a regulatory disclosure of securities held.
Investor Verification Checklist
- Verify the total portfolio value of approximately $91.6 billion against the Bank's quarterly earnings report (10-Q or 10-K) to understand the proportion of assets under management versus total bank assets.
- Review the specific "Information Table" (not included in this text summary) to identify the top 10 holdings and any significant changes in position size.
- Confirm the list of 13 included managers to ensure all relevant subsidiaries are accounted for in the aggregate holdings figure.
- Note that this filing reflects holdings as of September 30, 2016, and does not reflect current market values or subsequent trading activity.