Business Context and Reporting Period
Company: Bank of Montreal
Filing Type: Form 6-K (Report of Foreign Private Issuer)
Reporting Period: September 2011
Filing Date: September 22, 2011
This filing serves as a report to the U.S. Securities and Exchange Commission (SEC) for the month of September 2011. The document primarily functions to incorporate specific financial exhibits by reference into various effective registration statements (Forms F-3 and S-8).
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity within the body of the Form 6-K itself. Instead, it references the following exhibits which contain the relevant data:
- Exhibit 99.1: Consolidated Ratios of Earnings to Fixed Charges
- Exhibit 99.2: Statement Regarding the Computation of Consolidated Ratios of Earnings to Fixed Charges
- Exhibit 99.3: Consolidated Capitalization of Bank of Montreal
Investors must refer to the attached exhibits for specific financial figures.
Material Changes
The filing text does not explicitly detail material changes versus the prior comparable period. The document is procedural, designed to update registration statements with the data contained in the referenced exhibits.
Guidance, Outlook, and Risks
The filing text does not contain management commentary, forward-looking guidance, specific risk factors, or disclosures of unusual items. The content is limited to the incorporation of financial ratios and capitalization data into existing SEC registration statements.
Important Facts for Investor Verification
- Verify the specific values in Exhibit 99.1 for the Consolidated Ratios of Earnings to Fixed Charges.
- Review Exhibit 99.3 for the detailed Consolidated Capitalization structure.
- Confirm that the data in these exhibits has been successfully incorporated into the listed registration statements (File Nos. 333-173924, 33-96354, 333-175413, 333-175412, 333-113096, 333-14260, 333-176479, and 33-92112).
- Note that the filing was signed by Thomas E. Flynn (Executive Vice-President & Chief Financial Officer) and Blair F. Morrison (Senior Vice-President, Deputy General Counsel, Corporate Affairs & Corporate Secretary).