Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. covering the reporting period ended December 31, 2020. The report was signed on February 16, 2021, by Ronald Fisher-Dayn, Managing Director, Legal & Regulatory. This is a 13F Combination Report, indicating that a portion of the holdings for this reporting manager are reported in this document, while other portions are reported by other managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the operating financial performance (revenue, profit, cash flow) of Brookfield Asset Management Inc. itself. The key metrics provided relate to the portfolio managed:
- Total Value of Reported Holdings: $22,254,913,000 (22,254,913 thousands).
- Total Number of Holdings Entries: 438.
- Confidential Information: The filing notes that confidential information has been omitted from the public report and filed separately with the SEC.
Note: Revenue, profit, margins, debt, and liquidity figures for Brookfield Asset Management Inc. are not present in this filing.
Material Changes and Portfolio Structure
This report aggregates data for the primary manager and six other included managers. The filing does not provide a comparative analysis against the prior quarter (September 30, 2020) within the text provided, so specific material changes in holdings or value cannot be determined from this summary alone.
List of Other Included Managers:
- Brookfield Public Securities Group LLC (File No. 028-13826)
- Brookfield BHS Advisors LLC (File No. 028-20008)
- Brookfield Asset Management Private Institutional Capital Adviser US, LLC (File No. 028-16270)
- Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC (File No. 028-16296)
- Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC (File No. 028-14362)
- Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC (File No. 028-17298)
Guidance, Outlook, and Risks
The filing text does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding future performance. It is a statutory disclosure of current holdings as of the period end.
Important Facts for Investor Verification
- Scope of Data: Verify that the $22.25 billion value represents only the specific equity holdings reported in this combination report, not the total assets under management (AUM) of the entire Brookfield organization.
- Confidential Omissions: Acknowledge that specific holdings may be omitted from the public view due to confidential treatment.
- Manager Attribution: Confirm that the reported holdings are a composite of seven distinct management entities, which may have different investment mandates.
- Non-Operating Data: Do not use this document to assess Brookfield Asset Management Inc.'s profitability, debt levels, or cash flow; refer to 10-K or 10-Q filings for those metrics.